普及下美国的Investment Advisers Act of 1940看看自己是否已经违法# Stock
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美国有一个保护股民的法案 Investment Advisers Act of 1940.
这个法案规定,没有相关执照的人给人建议炒股,特别是收费或接受捐助,属于违法行
为。
每个人有义务向SEC揭发没有investment adviser执照带人炒股的。
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through
15 U.S.C. § 80b-21, is a United States federal law that was created to
monitor and regulate the activities of investment advisers (also spelled "
advisors") as defined by the law. It is the primary source of regulation of
investment advisers and is administered by the U.S. Securities and Exchange
Commission.
不太了解的到这里可以看看。
Are You A Victim Of Illegal Investment Advice?
http://www.forbes.com/sites/feeonlyplanner/2011/05/19/are-you-a-victim-of-illegal-investment-advice/#879fae3637f5
这个法案规定,没有相关执照的人给人建议炒股,特别是收费或接受捐助,属于违法行
为。
每个人有义务向SEC揭发没有investment adviser执照带人炒股的。
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through
15 U.S.C. § 80b-21, is a United States federal law that was created to
monitor and regulate the activities of investment advisers (also spelled "
advisors") as defined by the law. It is the primary source of regulation of
investment advisers and is administered by the U.S. Securities and Exchange
Commission.
不太了解的到这里可以看看。
Are You A Victim Of Illegal Investment Advice?
http://www.forbes.com/sites/feeonlyplanner/2011/05/19/are-you-a-victim-of-illegal-investment-advice/#879fae3637f5