给群众扫扫盲--SEC的法律规定# Stock
m*t
1 楼
这是炒股基本功，第一堂课，是你的broker agency在你开户第一天的第一通电话里就
会告知你的，这是他们的职业内容之一：
Pattern day trader
Pattern day trader is a term defined by the U.S. Securities and Exchange
Commission to describe a stock market trader who executes 4 (or more) day
trades in 5 business days in a margin account, provided the number of day
trades are more than six percent of the customer's total trading activity
for that same five-day period. As the trader is exposed to the danger of day
trading and intraday risks and potential rewards, it is subject to specific
requirements and restrictions.
The main rule is that in order to engage in pattern day trading you must
maintain an equity balance of at least $25,000 in a margin account. The
required minimum equity must be in the account prior to any day trading
activities. Three months must pass without a day trade for a person so
classified to lose the restrictions imposed on them. Pursuant to NYSE 432,
brokerage firms must maintain a daily record of required margin.
Rule 2520, the minimum equity requirement rule was passed on February 27,
2001 by the Securities and Exchange Commission (SEC) approving amendments to
National Association of Securities Dealers, Inc. (
会告知你的，这是他们的职业内容之一：
Pattern day trader
Pattern day trader is a term defined by the U.S. Securities and Exchange
Commission to describe a stock market trader who executes 4 (or more) day
trades in 5 business days in a margin account, provided the number of day
trades are more than six percent of the customer's total trading activity
for that same five-day period. As the trader is exposed to the danger of day
trading and intraday risks and potential rewards, it is subject to specific
requirements and restrictions.
The main rule is that in order to engage in pattern day trading you must
maintain an equity balance of at least $25,000 in a margin account. The
required minimum equity must be in the account prior to any day trading
activities. Three months must pass without a day trade for a person so
classified to lose the restrictions imposed on them. Pursuant to NYSE 432,
brokerage firms must maintain a daily record of required margin.
Rule 2520, the minimum equity requirement rule was passed on February 27,
2001 by the Securities and Exchange Commission (SEC) approving amendments to
National Association of Securities Dealers, Inc. (
