最近有没有大神失联？# Stock
m*s
1 楼
发表于 2015-01-23 14:50 |只看楼主
Capital One那么多中国人，一定炸锅了吧。。。。。。
据说3年搞了300w?
http://mobile.reuters.com/article/idUSKBN0KV26Y20150122?irpc=93
U.S. regulators sue former Capital One employees for insider trading Thu
Jan 22, 2015 12:43pm EST
By Nate Raymond
(Reuters) - U.S. securities regulators have accused two former Capital One
Financial Corp data analysts with engaging in insider trading based on sales
data the credit card issuer had collected from millions of its customers.
The U.S. Securities and Exchange Commission on Wednesday filed a lawsuit in
federal court in Philadelphia against Bonan Huang and Nan Huang, saying the
analysts used the nonpublic data to trade in the shares of consumer retail
companies ahead of sales and earnings reports.
The lawsuit said from November 2013 to January 2015, the two analysts, who
had access to the data as fraud investigators, made hundreds, if not
thousands, of keyword searches for sales data on at least 170 publicly
traded companies.
The SEC said the two employees were able to analyze the data to determine if
a company's sales were increasing or decreasing on a periodic basis.
Bonan Huang, 32, and Nuan Huang, 36, frequently saved the data on Capital
One's computers, designating companies such as Apple Inc by their ticker
symbol, the complaint said.
The SEC said that from January 2012 to January 2015, the analysts made $2.83
million through share trading for a three-year return of 1,819 percent.
Trades in some of the retailers were done using put options and call options
, the SEC said.
Lawyers for Bonan Huang, a Chinese national residing in Glen Allen, Virginia
, and Nan Huang, a resident of Richmond, Virginia, could not be identified
and attempts to contact them were unsuccessful.
Besides Apple, the lawsuit does not identify other stocks by name, though it
said they included an outdoor sporting goods company, a fashion accessories
retailer, and a seller of "fast-casual" food.
Redacted press releases by those companies filed in federal court match ones
originally issued by Cabela's Inc, Coach Inc, and Chipotle Mexican Grill
Inc.
The SEC lawsuit largely avoided referring to Capital One by name, calling it
a large credit card issuer. But the complaint, on one page, referred by
name to Capital One, which fired the analysts on Jan. 16.
"We have been working closely with the SEC on this investigation, which
involves two former employees," said Tatiana Stead, a Capital One spokesman.
A federal judge on Wednesday signed a temporary restraining order freezing
the brokerage and bank account assets of the two former staff members, court
records show.
The case is Securities and Exchange Commission v. Huang, U.S. District Court
, Southern District of New York, No. 15-269.
(Reporting by Nate Raymond in New York; Editing by Bernadette Baum)
Capital One那么多中国人，一定炸锅了吧。。。。。。
据说3年搞了300w?
http://mobile.reuters.com/article/idUSKBN0KV26Y20150122?irpc=93
U.S. regulators sue former Capital One employees for insider trading Thu
Jan 22, 2015 12:43pm EST
By Nate Raymond
(Reuters) - U.S. securities regulators have accused two former Capital One
Financial Corp data analysts with engaging in insider trading based on sales
data the credit card issuer had collected from millions of its customers.
The U.S. Securities and Exchange Commission on Wednesday filed a lawsuit in
federal court in Philadelphia against Bonan Huang and Nan Huang, saying the
analysts used the nonpublic data to trade in the shares of consumer retail
companies ahead of sales and earnings reports.
The lawsuit said from November 2013 to January 2015, the two analysts, who
had access to the data as fraud investigators, made hundreds, if not
thousands, of keyword searches for sales data on at least 170 publicly
traded companies.
The SEC said the two employees were able to analyze the data to determine if
a company's sales were increasing or decreasing on a periodic basis.
Bonan Huang, 32, and Nuan Huang, 36, frequently saved the data on Capital
One's computers, designating companies such as Apple Inc by their ticker
symbol, the complaint said.
The SEC said that from January 2012 to January 2015, the analysts made $2.83
million through share trading for a three-year return of 1,819 percent.
Trades in some of the retailers were done using put options and call options
, the SEC said.
Lawyers for Bonan Huang, a Chinese national residing in Glen Allen, Virginia
, and Nan Huang, a resident of Richmond, Virginia, could not be identified
and attempts to contact them were unsuccessful.
Besides Apple, the lawsuit does not identify other stocks by name, though it
said they included an outdoor sporting goods company, a fashion accessories
retailer, and a seller of "fast-casual" food.
Redacted press releases by those companies filed in federal court match ones
originally issued by Cabela's Inc, Coach Inc, and Chipotle Mexican Grill
Inc.
The SEC lawsuit largely avoided referring to Capital One by name, calling it
a large credit card issuer. But the complaint, on one page, referred by
name to Capital One, which fired the analysts on Jan. 16.
"We have been working closely with the SEC on this investigation, which
involves two former employees," said Tatiana Stead, a Capital One spokesman.
A federal judge on Wednesday signed a temporary restraining order freezing
the brokerage and bank account assets of the two former staff members, court
records show.
The case is Securities and Exchange Commission v. Huang, U.S. District Court
, Southern District of New York, No. 15-269.
(Reporting by Nate Raymond in New York; Editing by Bernadette Baum)
