过Series 7的大侠们帮忙看看这段啥意思# Business - 商学院
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准备series 7考试,看到Reciprocal dealings (Antireciprocal Rule) in municipal
bond section: A dealer cannot solicit trades in municipal securities from
an investment company in return for sales by the dealer of shares or units
in the investment company (antireciprocal rule)这里还明白,防止互利互惠.
后面又给了个例子,看不太懂,大侠们帮忙看看说的什么意思:
If a municipal bond fund makes a large number of trades every month in its
portfolio, a municipal dealer cannot be selected to execute the fund's
portfolio trades only on the basis of the fir
bond section: A dealer cannot solicit trades in municipal securities from
an investment company in return for sales by the dealer of shares or units
in the investment company (antireciprocal rule)这里还明白,防止互利互惠.
后面又给了个例子,看不太懂,大侠们帮忙看看说的什么意思:
If a municipal bond fund makes a large number of trades every month in its
portfolio, a municipal dealer cannot be selected to execute the fund's
portfolio trades only on the basis of the fir